Developing Understanding Through Model-based Inquiry
James Stewart
Jennifer L. Cartier
Cynthia M. Passmore
Department of Curriculum & Instruction,
University of Wisconsin-Madison
National Center for Improving Student Learning & Achievement in Mathematics
and Science
Developing Understanding Through Model-based Inquiry
| Understanding in science includes being familiar with
a discipline's concepts, theories, and models, an appreciation for
how knowledge is generated and justified, and the ability to use such
knowledge to engage in inquiry. |
Teaching for, and learning with understanding are desirable educational goals
and have been the centerpiece of two significant national reform efforts in
science education (NRC, 1996; AAAS, 1993). The positions in the National Research
Council and the American Association for the Advancement of Science documents
reflect the view that understanding involves a set of interrelated components
that form the basis for knowing about and interacting with the natural world.
These components includes a familiarity with a discipline's concepts, theories,
and models, an understanding of how knowledge is generated and justified in
various disciplines, and the ability to use such understandings to engage
in inquiry.
The view taken in this chapter is that scientific practice begins with the
recognition (mediated by the conceptual lenses provided by appropriate explanatory
models) of some phenomena warranting explanation. From data about natural
phenomena, scientists then must establish patterns related to the data and
then create, revise, or use explanatory models to account for these data patterns.
Clearly, data collection, pattern recognition, and proposing, revising, or
defending explanatory models in science is, in reality, both a highly discipline-specific
process and a seamlessly integrated one; that is, data collection and analysis
proceeds concurrently with the use and production of explanatory models. However,
for education purposes, the generalized process describe above has proven
to be quite powerful. While disciplinary constraints dictate just what constitutes
a phenomenon and what types of patterns are sought we have found that this
framework can be useful for identifying important phenomena, patterns and
models in various disciplines and developing curricula around these central
ideas. The specificity of disciplinary practice comes into play in such curricula
when students begin to discuss and defend their models with one another. The
structure of their explanatory models, as well as the body of scientific ideas
in relation to which their models are judged, is discipline-specific.
| In this chapter we illustrate how high school students
have come to understand sophisticated science concepts by participating
in model-based inquiry. |
Given the importance of models and modeling in science classrooms (and in science),
it is essential that students learn about scientific models (in addition
to learning the concepts relevant to particular models) and how to
communicate with one another regarding the use and evaluation of such models.
In this chapter we will illustrate how high school students have been able
learn about science as model-based inquiry generally while also coming to
understand significant discipline-specific concepts and inquiry procedures
through participation in inquiry in genetics and evolution. The introduction
to the chapter begins with a classroom vignette. Interestingly the vignette-while
it portrays a classroom in which students are generating data, seeking patterns,
and proposing and revising explanatory models-does not showcase students engaged
in learning new scientific concepts. Don't be alarmed! The vignette illustrates
important aspects of a model-based inquiry classroom : such "science-free"
modeling activities are used to introduce students to science as a modeling
game, to develop classroom norms for interacting with other students, and
to establish scientific norms of argumentation concerning data, claims, explanatory
models, and their relationship. Following similar introductory activities
students then engage in similar intellectual pursuits in the context of sophisticated
disciplinary content.
An Initial Modeling Experience
| A class of high school students is examining
a half-gallon milk-carton shaped container that pours a pre-measured
amount of liquid laundry soap each time it is tipped. They are
engaged in what they consider to be a central activity of scientists-making
observations.
| Mrs. S: |
Making observations is
important in science. I want you to observe this carton.
Just call out what you notice and I will write it
on the board. |
The students respond with a variety of observations.
| Ian: |
The box is white with
blue lettering. |
| Delia: |
The contents
slosh around and it looks like liquid soap when we
pour it. |
| Sarah: |
Hey it stopped
coming out! Try to pour it again so we can see what
happens. |
| Owen: |
It always
pours about the same amount then stops. |
After several minutes of listening to the students, their teacher
stops them and invites them to take a closer look at the carton,
prompting them to identify patterns associated with their observations.
Their reflection on these patterns leads the students to propose
manipulations of the container-these in turn produce more observations.
The teacher now interrupts them to comment on the high quality
of their work, saying,
| Mrs. S.: |
Okay, you've
made some wonderful observations, ones that you are
going to be using in just a few minutes. But, there
is more to science than making observations. Scientists
also develop ideas of what is not visible in order
to explain that which is. These ideas are called models. |
She goes on to challenge them,
| Mrs. S.: |
Imagine what is inside
the container that could explain your observations.
I want you to make drawings of what you think might
be in there and maybe some groups will have time to
develop a three-dimensional representation too. And,
one last thing, I want each group to develop at least
one test of your model. Ask yourself, 'If the world
inside the carton is as I imagine it and I do X to
the carton what result would I expect?' |
Over the next two class periods, they work in animated groups to
develop models that can account for their observations. They describe,
draw, and build three-dimensional representations of what they
think is in the carton. They argue. They negotiate. They revise.
Then they share drawings of their models with one another.
| Sarah: |
Hey Scott,
you have a different idea than ours. How does that
flap work? |
| Scott: |
The flap is
what stops the detergent from gushing out all at once
when you tip it. |
| Delia: |
Yeah, I get
that, but does your design allow the same amount of
detergent to come out every time? Because we tried
a flap, too, but we couldn't figure out how to get
the amount to be the same. |
The students also propose tests of their models.
| Sarah: |
Well, Scott is saying
that the flap is like a trapdoor and it closes to
keep the detergent in. But I think that if there is
a trapdoor-like thing in there, then we should be
able to hear it close if we listen with a stethoscope,
right? |
| Delia: |
Hey, Mrs.
S. Can we get a stethoscope? |
| A visitor to Mrs. S.'s
classroom would notice that she listens attentively to
the descriptions that each group gives of its model and
the observations that the model is designed to explain.
Through her comments, she demonstrates how to question
the models of others and how to present a scientific argument. |
A visitor to the classroom would notice that Mrs. S. listens attentively
to the descriptions that each group gives of it's model and the
observations that the model is designed to explain. She pays special
attention to their interactions with other groups, and is skillful
in how she converses with them during their presentations. Through
her comments she demonstrates how to question the models of others
and how to present a scientific argument. To one group she says:
"I think I follow your model, but I am not sure how it explains
why you get 90 milliliters of liquid each time you tip the box."
To another she comments, "You say that you have used something
similar to a toilet bowl valve. But I don't understand how your
valve allows soap to flow in both directions." And to a third
group she asks, "Do you think that Ian's model explains the data?
What question would you ask his group at this point?" By the end
of the three-day activity the students are explicit about how
their prior knowledge and experiences influence their observations
and their models. They also ask others to explain how a proposed
model is consistent with the data, and challenge them when a component
of a model, designed to explain patterns in observations, doesn't
seem to work as it has been described. |
Curriculum Design Principles
Introduction
| We consider a scientific model
to be an idea or set of ideas that explains the causes
of particular natural phenomena. Models are complex constructions
that consist of conceptual objects (e.g., alleles, populations)
and processes (e.g., selection independent assortment) in which
the objects participate or interact.
Hafner & Culp, 1991
Stewart & Hafner, 1991
Carter, et al., 2001:
http://ncisla.wceruw.org/ publications/reports/Models.pdf |
Over the course of several days, the students in this classroom have experiences
that, in important respects, are similar to those of scientists, including:
- using prior knowledge to pose problems and generate data.
- searching for patterns in data.
- developing scientific (or explanatory) models to account for patterns.
- using patterns in data and their models to make predictions.
- revising initial models in light of anomalous data and in response to
critiques of others.
- making their ideas and their thinking public.
In short, they are participating in a classroom scientific community. Such
participation is a hallmark of classrooms where model-based inquiry curricula
are used. In this chapter we will describe three design principles that are
central to developing such curricula and the ways in which these principles
have been implemented in high school instruction in genetics and evolutionary
biology. The core design principles, consistent with three major themes of
the National Research Council Book How People Learn (NRC, 1999), are:
| We encourage readers to visit the web site (http://ncisla.wceruw.org/muse/)
that serves as a companion to this chapter. For each of our multi-week
curricula, the site includes—
- discussions of student knowledge and reasoning
- intended learning outcomes
- instructional activities
- instructional notes
- assessments
- examples of student work
- teachers' reflections
- connections to the National Science Education Standards (NAS,
1996) and Benchmarks for Scientific Literacy (AAAS, 1993).
|
Attend to Significant Disciplinary Knowledge-such knowledge includes
the conceptual structures (concepts and explanatory models) of a discipline
as well as how such structures are developed and the role they play in
inquiry.
Attend to Student Knowledge-students may have significant prior
knowledge, including misconceptions, related to scientific inquiry and
science concepts. Their prior knowledge needs to be considered when developing
curricula and related instructional materials.
Engage Students in Reflective Scientific Practice-classrooms should
be places where all students are full participants in learning science
by participating in realistic inquiry. Moreover, such participation leads
to rich opportunities to reflect and learn about knowledge development
in science.
This particular approach to curriculum development has emerged as a result
of collaborative work with high school teachers and their students (our collaborative
group is known as MUSE, or Modeling for Understanding in Science
Education) As a part of that collaboration we have conducted research
on student learning, problem solving, and reasoning. This research has led
to refinements in the instruction, which in turn have led to improved student
understanding. The remainder of this chapter is organized so that Section
One provides an overview of the three design principles, while Sections Two
and Three contain descriptions of these principles as they are instantiated
in MUSE genetics and evolution curricula. Section Four describes some common
elements in both of these classrooms that enable students to participate in
reflective scientific practice.
Section One: An Overview of the Design Principles
Attending to Significant Disciplinary Knowledge
| Disciplinary knowledge and ideas about the nature of
scientific inquiry are instantiated in classrooms where students learn
by "doing science." |
For well over a decade we have developed science curricula where both disciplinary
knowledge and knowledge about the nature of science comprise the student learning
outcomes. Such learning outcomes are realized in classrooms where students
learn by "doing science" in ways that are similar to the work that scientists
do in their intellectual communities. We have created classrooms in which
students are engaged in discipline-specific inquiry (empirical and conceptual
investigations) as they learn and employ the explanatory models and the reasoning
patterns of the discipline. In the descriptions of the genetics and evolution
courses that follow it will become apparent that, while explanatory models
are central in both disciplines, there are very different reasoning patterns
involved in the use or construction of such models. This comes about largely
because a primary activity in the practice of evolution, the reconstruction
of past events, is not common in the practice of genetics.
Attending to Student Knowledge
| Understanding students' prior knowledge has influenced our work
in the areas of—
- Curriculum; selection and sequencing learning outcomes;
- Instructional design; and
- Assessment of student achievement.
|
Our work has benefited from the general research on student knowledge (outlined
in Chapter Z). However, we have benefited even more from research about student
learning in the fields of genetics and evolution and research about students'
knowledge of aspects of the "nature of science" (especially that which speaks
directly to models and modeling). An understanding of student prior knowledge
has had a significant influence on our decision making in three areas:
- curriculum (selecting and sequencing student learning outcomes);
- instruction (designing and selecting tasks and activities for students);
and
- assessment (determining the extent to which students have realized the
intended learning outcomes).
Curriculum (Selecting and Sequencing Learning Outcomes): The
primary basis for selecting learning outcomes is the practice of the appropriate
discipline. That is, each discipline has at its core a set of key explanatory
models, assumptions, and particular argument structures. These form the basis
of MUSE curricula in various disciplines. Even so, the choice of learning
outcomes is informed by the literature on student understanding of specific
disciplinary concepts and from our knowledge of student performance in previous
versions of the genetics and evolution courses. For example, the evolution
education literature has made it clear to us that many students: (1) believe
that evolution results from teleological processes; (2) do not consider evolution
to be truly scientific (it lacks experimentation and directly observable events);
and, (3) that science need not be limited to naturalistic, mechanistic explanations
(see for example, Demastes, Trowbridge, & Cummins, 1992; Jensen, &
Finley, 1995; Rudolph, & Stewart, 1998; Wirtz, 1993). With these understandings
in mind we have focused upon the metaphysical, methodological, and epistemological
perspectives of students and scientists in addition to the conceptual components
of evolutionary biology as we developed the model-based inquiry evolution
curricula.
| Students' Prior Knowledge
• Many high school students do not understand the interrelationship
of genetic, meiotic, and bio-molecular models, relationships that
are key to a deep understanding of inheritance phenomena.
Cartier, 2000a:
http://ncisla.wceruw.org/ publications/reports/RR98-1.PDF
Kindfield, 1994
• Even after instruction, students may still believe that
mutations or "abnormal" genes are recessive, and that
dominant traits are more frequent in the population and more likely
to be inherited and/or selected for.
Allchin, 2000
• Students misunderstand the primacy of naturalistic explanations
in science.
Rudolph & Stewart, 1998
• Students have difficulty in understanding the concept of
variation that is a foundation of the natural selection model.
Bishop & Anderson, 1990
• Students have misunderstanding about the origin, function,
and very nature of scientific models.
Cartier, 2000b:
http://ncisla.wceruw.org/ publications/reports/RR99-1.PDF
Grosslight, et. al, 1991
|
While the selection of learning outcomes is informed by research on
student prior knowledge we have found that it is equally important to take
that research into consideration when sequencing those learning outcomes.
For example, many high school students do not understand the interrelationship
of genetic, meiotic, and bio-molecular models, relationships that are key
to a deep understanding of inheritance phenomena (Cartier, 2000a; Kindfield,
1994; Wynne, Stewart, & Passmore, in press). To offset this problem we
have identified learning outcomes that address the conceptual connections
among families of models at the cytological, genetic, and bio-molecular levels
and to introduce these models in a sequence that emphasizes their relatedness.
In the evolution course, knowing that students misunderstand the primacy of
naturalistic explanations, we designed experiences that require students to
identify the assumptions about mechanism (not all naturalistic) contained
in the writings of William Paley, Jean Baptiste Lamarck, and Charles Darwin.
Through these activities, which occur early in the instruction, students have
opportunities to consider and debate the reasons why scientists feel it is
important to limit themselves to naturalistic explanations. From this point
on, we are able to focus only on Darwin's naturalistic idea of evolution by
natural selection. In addition, this introductory comparison also allows us
to address learning outcomes designed to eliminate teleological explanations
(evident in Lamarckian-like explanations that students give for evolutionary
phenomena) that have been widely reported in the literature (see for example,
Clough & Wood-Robinson, 1985a, 1985b; Jensen & Finley, 1996). Details
of how understanding student prior knowledge of the conceptual content of
particular disciplines, about models and modeling, and about what it means
to learn science will be returned to in Sections Two and Three.
Instruction (Development of Student Tasks and Classroom Structure):
An awareness of typical misconceptions and difficulties that students may
experience when learning particular content is important to the development
of instructional tasks. Throughout our work we have carefully designed instructional
activities that address students' prior knowledge and misconceptions related
to understanding in genetics and evolutionary biology.
In addition to our concerns with student knowledge in particular content areas
we have also found, as have others (Grosslight, Unger, Jay, & Smith, 1991),
that students have misunderstandings about the origin, function, and very
nature of scientific models. Because we expect students to develop understanding
of the nature of models and of appropriate norms of argumentation in modeling
classrooms we have developed introductory activities to address "nature of
science" learning outcomes explicitly. For now it is enough to say that we
begin instruction with a "science free" activity. For example, the genetics
instruction begins with a black box activity (similar to the detergent-container
described in the vignette that opened the chapter) that introduces students
to the nature of explanatory models—they are ideas used to guide investigations.
Similarly, the evolution course begins with a cartoon sequencing activity
that provides students with a sense of what is involved in reconstructing
the past (a central goal of inquiry in evolutionary biology). Both of these
activities serve a common purpose-to introduce students to important ideas
about the nature of knowledge generation and justification in particular disciplines.
| Because we expect students to develop understanding
of the nature of models and of appropriate norms of argumentation
in modeling classrooms, we have developed introductory activities
to address "nature of science" learning outcomes explicitly. |
| By having tasks that require students to attend to
knowledge across domains and by structuring classrooms so that students
have to make their thinking about such integration public we have
seen improvements in their understanding of genetics. |
Of course, there are many instances in our curriculum development work where
an understanding of student conceptual knowledge related to a particular discipline
is influential. For example, in early versions of the genetics instruction,
it became apparent that students were solving problems, even sophisticated
ones, without adequately drawing on an integrated understanding of meiotic
and genetic models (Cartier, 2000a, Wynne, Stewart & Passmore, in press).
In response, we designed a set of data analysis activities and related homework
activities that required students to integrate across cytology, genetics,
and molecular biology when conducting their genetic investigations and when
presenting model-based explanations to account for patterns in data that they
had generated. By having tasks that require students to attend to knowledge
across domains and by structuring classrooms so that students have to make
their thinking about such integration public we have seen improvements in
their understanding of genetics (Cartier, 2000b).
| Knowing that students often perceive evolution to be
an individual rather than a population-level process can provide teachers
with an ear for listening to student discussions. We have seen, time
and again, teachers who, when they become aware of the common struggles
of students, begin to "hear" their own students differently. |
Assessment: Assessing the extent to which students realize intended
learning outcomes needs to be undertaken with an eye to the various types
of prior knowledge just described (misconceptions of science concepts, ideas
about what science is, and the extent to which students' knowledge is integrated).
It is fairly obvious how, at least in general terms, this might be accomplished.
The identification of prevalent student knowledge, including misconceptions,
can influence both formal and informal assessment activities. For example,
knowing that students often perceive evolution to be an individual organism
rather than a population-level process can guide the development of exam questions
as well as provide teachers with an ear for listening to student discussions.
We have seen, time and again, teachers who, when they become aware of common
struggles of students, begin to "hear" their own students differently. Similarly,
in genetics, test questions, or questions of students as they work in research
groups solving problems can be structured to provide evidence of their understanding
of the relationship of genetic and meiotic models. Thus, an important feature
of instructional activities that provide students with opportunities to make
their thinking and knowledge public, and therefore "visible" to teachers,
is that they make assessment and instruction seamless. This becomes possible
when students articulate the process of arriving at solutions and not simply
the solution itself.
It is clear that knowledge of student understanding can be influential in the
informal and formal assessment work of teachers. However, we believe that
students also benefit from assessments that provide them with opportunities
to see how their understanding may have changed over the duration of some
unit of study. One method that we have found to have such potential is to
require each student to critique her own early work based on what she knows
at the conclusion of a course. Not only does this approach provide teachers
with insights into student knowledge but it provides students with a glimpse
at how much their knowledge, and their ability to critique arguments, has
changed.
Promoting Reflective Scientific Practice
| Reflective practice involves an understanding of central
explanatory models, the ability to use such models to conduct inquiry,
and an understanding of and ability to engage in the assessment of
scientific models. |
By considering authoritative accounts of scientific practice and research on
students' knowledge it is possible to develop instruction that enable students
to engage reflectively in scientific practice. Reflective practice involves
an understanding of central explanatory models, the ability to use such models
to conduct inquiry, and an understanding of and ability to engage in the assessment
of scientific models. We have found that these outcomes can be realized in
classrooms where students are full participants in a "scientific community"
(Cartier, 2000b, Passmore & Stewart, 2000) Interestingly, one unexpected
outcome of structuring classrooms so that students are expected to participate
in the "intellectual work" of science has been an increased involvement and
achievement by students who had not previously been identified as successful
in science. Creating contexts for reflective practice will be illustrated
in the descriptions of the genetics and evolution classrooms and will also
be returned to in the conclusion to the chapter.
| For students to understand science content as well
as what it means to make and justify claims in modeling classrooms,
they need to be placed in situations where they are expected to think
about their own thinking. |
To conclude Section One, we repeat that in order for students' understanding
of science content and of how to make and justify claims in modeling classrooms
to progress, they need to be placed in situations where they are expected
to think about their own scientific thinking. Each of the MUSE classrooms
has been carefully constructed to provide just such opportunities. Sections
Two and Three include detailed illustrations of how this occurs in genetics
and evolutionary biology.
Section Two: Developing Models of Inheritance in High School Genetics
| Student Inquiry in Genetics
Nineteen students are sitting at desks and lab tables in a small
and cluttered high school biology classroom. The demonstration
desk at the front of the room is barely visible under the stacks
of papers and replicas of mitotic cells. A human skeleton wearing
a lab coat and a sign labeled "Mr. Stempe" stands in a corner
at the front of the room and the countertops are stacked with
books, dissecting trays, and cages holding snakes and gerbils.
During the previous few days the students in this class studied
the work of Gregor Mendel, the nineteenth century monk who has
come to be known as the "Father of Genetics." Mendel grew generation
after generation of pea plants in an attempt to understand how
certain traits were passed from parent plants to their offspring.
Years of Mendel's work resulted in the publication of Experiments
on Plant Hybridization, (1865), a paper in which Mendel put
forth his model explaining inheritance of discrete traits in plants1.
The students read an edited version of this paper and refer to
Mendel's idea as the "simple dominance model" because it explains
the inheritance of traits derived from two alleles (or pieces
of genetic information) when one of the alleles is completely
dominant to the other. (see Figure 1A)
During class on this day, the students' attention is drawn to the
cabinet doors along the length of the room. These doors are covered
with student drawings of family pedigrees labeled Summers:
Marfan (See Figure 2), Healey: Blood Types, Jacques:
Osteogenesis Imperfecta, and Cohen: Achondroplasia.
The teacher is standing at the side of the room facilitating a
discussion about these family pedigrees.
| Teacher: |
Now that we've learned
about Mendel's model, the simple dominance model,
can we use it to explain any of the patterns in our
pedigrees? |
| Kelly: |
Well, I think Marfan is
dominant. |
| Teacher: |
Okay Since we are using
1's and 2's to show alleles in the Mendel model, can
you put some numbers up there so we can see what you're
talking about. |
Kelly pulls a stool over to one of the cabinets at the side of
the room, climbs up, and begins to label each of the circles and
squares on the pedigree with two alleles: Some are assigned the
genotype 1,2 (heterozygous, or possessing two different alleles)
and others 2,2 (homozygous recessive, or possessing two recessive
alleles) (see Figures 2A and 2B).
| Teacher: |
Kelly thinks that the
allele that causes Marfan syndrome is dominant and
she's put some genotypes up there to help us see her
idea. What do you all think about that? |
| Chee: |
Yeah, that's kayK. That
works. |
| Jamie: |
Yeah, because
all the filled in ones, the ones who have Marfan,
are all 1,2's, so it's dominant. |
| Curtis: |
Well, but we started off
by saying that it's dominant. I mean, we made that
assumption. If we say that the Marfan allele is recessive
and switch all the affected genotypes to 2,2's then
that would work too. Do you know what I'm saying? |
| Teacher: |
Wow! That's quite an idea.
I think we need help thinking about that, Curtis,
so can you write your genotypes next to Kelly's in
a different color. |
Curtis proceeds to label the same pedigree consistent with his
idea that the Marfan allele is actually recessive (see Figure
2C).
| Teacher: |
Well, that's very interesting. |
| David: |
I don't get it. Both of
them work. |
| Teacher: |
You think they both work.
Marfan could be dominant or recessive. |
| Lucy: |
Well, we can't tell right
now. |
| Sarah: |
But if we could take two
people with Marfan, like the grandmother and the son
and find out what kind of kids they'd have, then we
could tell for sure. |
| David: |
Gross! |
| Sam: |
That's sick, man! |
| Teacher: |
Wait a minute. Wait a
minute. What's Sarah saying here? |
| Sarah: |
That if you got children
from two affected people- |
| Curtis: |
-that you could tell if
it was recessive or dominant. |
| Teacher: |
What would you see? |
| Sarah: |
Well, if it's recessive,
then all the kids would be Marfan too. But if it's
dominant, then some of the kids might not be Marfan
'cause they could get like a 2 from both parents. |
| Sarah's Thought
Experiment
In Sarah's thought experiment, two individuals with
Marfan's syndrome would produce sex cells and those
sex cells would recombine during fertilization. Looking
at the children from such a mating would enable the
students to determine whether Marfan's syndrome is
inherited as a dominant or recessive trait because
the only situation in which you would expect to see
both unaffected and affected children would be if
Marfan's is inherited as a dominant trait.
A Punnett square is a representation that shows how
genetic information is passed from parents to offspring
through sex cell formation and then fertilization.
The Punnett squares to the left represent possible
offspring when two individuals with Marfan's syndrome
reproduce. In the first scenario, Marfan's is inherited
in a dominant fashion, while in the second, it is
a recessive disease.
|
| The students in this
high school biology class are engaged in genetic inquiry:
they are examining data and identifying patterns of inheritance
for various traits. They are also attempting to use a
powerful explanatory model, Mendel's model of simple dominance,
to account for the patterns that they see. |
| Teacher: |
Do you all see that? Sarah
is saying that if the parents had what genotype? |
| Sam: |
They'd have to be a 1,2,
right? |
| Teacher: |
A 1,2. Then if these parents
had kids, their kids could be what? |
| Kelly: |
1,2 or 1,1 or 2,2 |
| Teacher: |
Right. So Sarah is actually
proposing an experiment that we could do to find out
more. |
| Teacher: |
Now what about the Healey
pedigree? Can Mendel explain that one? |
| Chee: |
I don't think so. |
| Chris: |
Why not? |
| Chee: |
Because there's four things.
And Mendel only saw two. |
| Teacher: |
Four things? |
| Sarah: |
Yeah. Like phenotypes
or traits or whatever. |
| David: |
There's people who have
type A and people who have B and some who have AB
or O. |
| Tanya: |
But isn't AB the most
dominant or something? |
| Teacher: |
What do you mean by "most
dominant," Tanya? |
| Tanya: |
I don't know. It's just
like- |
| Chee: |
-like it's better or stronger
or something. |
| Tanya: |
Like you're gonna see
that showing up more. |
| Lee: |
Well even if that's true,
you still can't really explain why there're A's and
B's, too. It's not just AB is dominant to O, right?
You still have four different things to explain and
Mendel didn't see that. |
| Teacher: |
OK, so Mendel's model
of simple dominance isn't going to be enough to explain
this pattern is it? |
| Chris: |
Nope. |
|
Figure 1


Figure 1: (A) Student's Representation of Mendel's Simple Dominiance
Model. The simple dominance model accounts for the inheritance
of discrete traits for which there are two variants (designated
A and B). Each individual in the population possesses two alleles
(designated 1 and 2) for the trait and one allele (1) is completely
dominant over the other (2). There are only two different alleles
in the population. For example, for plant height there are two
phenotypic variants, Short and Tall. There are also two different
alleles in the population, designated allele 1 and allele 2. Plants
whose genetic makeup consists of (1,1) or (1,2) will be Tall,
whereas plants whose genetic makeup is (2,2) will be Short. (B)
Meiotic Processes governing Inheritance. The underlying
processes governing simple dominant inheritance are Mendel's law
of segregation (the meiotic process of sex cell formation
during which half of all parental genetic information is packaged
into sperm or egg cells) and fertilization (during which
genetic information from both parents combines in the offsprint). |
Figure 2

Figure 2: Pedigrees representing inheritance of Marfan Syndrome
in the Summers family. (A) The original Pedigree represented
in the inheritance pattern within the Summers family without specifying
individual genotypes. (B) Kelly's genotype assignments,
assuming that Marfan Syndrome is inherited as a dominant trait.
(C) Curtis' genotype assignments, assuming that Marfan
Syndrome is inherited as a recessive trait. |
The students in the high school biology class that we just 'peeked into' are
engaged in genetic inquiry: They are examining data and identifying patterns
of inheritance for various traits. They are also attempting to use a powerful
explanatory model, Mendel's model of simple dominance, to account for the
patterns that they see. And just as practicing scientists do, they recognize
the limitations of their model when it simply cannot explain certain data
patterns. These students are poised to continue their inquiry in genetics
by revising Mendel's model such that the resulting 'new' models will be able
to explain a variety of inheritance patterns, including the multiple allele/codominance
pattern within the Healey pedigree.
Attending to Significant Disciplinary Knowledge
| The genetics unit in this biology class reflects important
aspects of authentic genetic practice, particularly the use of essential
explanatory models to account for and predict complex inheritance
patterns in organisms. |
The genetics unit in this biology class reflects important aspects of authentic
genetic practice, particularly the use of essential explanatory models to
account for and predict complex inheritance patterns in organisms. We have
already discussed the basis for emphasizing in our curricula particular ideas
about the nature of science-these include how and why scientists use models
to explain natural phenomena and the general criteria they apply when judging
the utility of such models. In this section, we will focus on the genetics
concepts that are foundational in our biology unit and how we engage students
in model assessment and revision in this context.
| In choosing which genetics concepts to place at the
core of our curriculum, we attempted to identify a set of important
disciplinary concepts that would provide a rich context for illustrating
how those concepts were generated and justified through inquiry. |
The choice of which genetics concepts to place at the core of our curriculum
was governed by our belief that whatever specific subject matter we chose
should not only be central to understanding in the discipline of genetics,
but should also lend itself to be studied from the perspective of model-based
inquiry; that is, we wanted a set of important disciplinary concepts that
would provide a rich context for illustrating how those concepts were generated
and justified. Thus, we selected the set of concepts associated with an understanding
of classical Mendelian inheritance as a foundation to our genetics unit. In
fact, the development of modern genetic theory from its classical Mendelian
origins has been the subject of much historical and philosophical analysis.
In Theory Change in Science (1991), philosopher Lindley Darden draws
on historical evidence to identify a set of strategies scientists utilized
to generate and test ideas while conducting early inquiries into the phenomenon
of inheritance. She traces the development of a number of inheritance models
that were at least originally seen to be at odds with those underlying a Mendelian
(i.e. simple dominance) explanation of inheritance. Among these are the notions
of linkage and multiple forms (alleles) of a single gene. In short, Darden
provides a history of model-based inquiry into the phenomenon of inheritance-from
a classical genetics perspective. Drawing on Darden's work and our own experiences
as teachers and researchers in genetics, we were able to see how engaging
students in building and revising Mendel's simple dominance model could provide
rich opportunities to learn important genetics concepts as well as key ideas
about the practice of genetics.
| Early instruction in the genetics class includes a
few days during which students learn about the meiotic model and what
phenomena this model can explain. |
Early instruction in the genetics class includes a few days during which students
learn about the meiotic model and what phenomena this model can explain. This
instruction will be discussed in more detail below in the section about Attending
to Student Knowledge and is described only briefly here. However, we wish
to point out that, although Mendel did not have the advantage of a basic meiotic
model with which to begin his work, it has proven fruitful to start here with
students. In an introductory activity, students look at sets of pictures and
are asked to determine which are members of the same families. The bases for
their decisions include physical similarities between parents and children
and between siblings. Thus, instruction about meiosis focuses on how the meiotic
model can account for these patterns: Children resemble their parents because
they receive information from both of them; and siblings resemble each other
but are not exactly alike because of the random assortment of parental information
in meiosis.
| Meiosis is the process
by which sperm and egg cells are formed. During meiosis, chromosomal
replication is followed by two rounds of cell division. Thus,
one cell undergoing meiosis produces four new cells each of which
contain half the number of chromosomes of the original parent
cell.
See figure 1B for a representation of meiotic processes that underlie
Mendel's simple dominance model of inheritance.
|
After students have developed some understanding of meiosis, they "create",
with guidance from the teacher, a representation of Mendel's model of simple
dominance (see Figure 1A) in an attempt to further explain why offspring look
like parents. First, "Mendel" (a teacher dressed in a monk's robe and wearing
antique spectacles) pays the class a visit and tells them that he'd like to
share some phenomena and one important model from his own research with them.
In character, "Mendel" passes out three packets of peas representing a parental
generation and the F1 and F2 generations (the first and second filial generations,
respectively). He asks students to characterize the peas according to color
and shape. For example, the parental generation includes a round green pea
and a wrinkled yellow pea. The F1 generation contains only round yellow peas.
Finally, the F2 generation contains a mixture of round yellow, wrinkled yellow,
round green, and wrinkled green peas in a ratio of approximately 9:3:3:1.
Using what they already know about meiosis-particularly the fact that offspring
receive information from both parents-they reconstruct Mendel's model of simple
dominance to account for these patterns (see Figure 1A).
| After students have developed some understanding of
meiosis, they "create", with guidance from the teacher,
a representation of Mendel's model of simple dominance (see Figure
1A) |
While Darden's work aided in the identification of important inheritance models
and strategies scientists used to judge those models, it was the work of philosopher
Philip Kitcher (1984, 1993) that put the simple dominance model developed
by students into context with comparable models of geneticists. According
to Kitcher, genetic 'schemata'-which we take to be analogous to explanatory
'models'-provide the following information:
| The genetic models of both scientists and students
provide information about different alleles for a given trait and
the ways in which they combine to give rise to particular phenotypic
variants. |
(a) Specification of the number of relevant loci and the number of alleles
at each locus; (b) Specification of the relationships between genotypes
and phenotypes; (c) Specification of the relations between genes and chromosomes,
of facts about the transmission of chromosomes to gametes (for example,
resolution of the question whether there is disruption of normal segregation)
and about the details of zygote formation; (d) Assignment of genotypes
to individuals in the pedigree. (1984, p.356)
Moreover, Kitcher describes how such schemata (models) might be used in inquiry:
[A]fter showing that the genetic hypothesis is consistent with the data
and constraints of the problem, the principles of cytology and the laws
of probability are used to compute expected distributions of phenotypes
from crosses. The expected distributions are then compared with those
assigned in part (d) of the genetic hypothesis. (p.356)
With their teacher's guidance, students represent the simple dominance model
of Mendel in a way consistent with Kitcher's description of the models of
geneticists. They pay particular attention to (b) and (d) above: Specifying
the relationships between genotypes and phenotypes and identifying the genotypes
of individuals in their experimental populations. Because our unit doesn't
address multi-gene traits, one locus per trait is assumed (thus part of criterion
(a) above is not applicable in this case) and students focus on determining
the number of alleles at that locus. Finally, the students' prior understanding
of meiosis-developed earlier in the unit-enables them to specify chromosomal
transmission of genes for each particular case (letter (c) above). A representation
of Mendel's model of simple dominance is shown in Figure 1A.
| The software program GENETICS CONSTRUCTION KIT or GCK
(Calley & Jungck, 1997) enables students to study populations
of "virtual fruit flies," noting patterns in the inheritance
of various traits such as eye color, wing shape, etc. Students use
their genetic models to explain data that they generate using GCK
as well as other types of data pertaining to the inheritance of human
diseases. |
Once the students have represented and used the simple dominance model to explain
some phenomena, such as inheritance of characteristics in peas and disease
traits in humans, the students use the model to explain data that they generate
using the software program genetics construction kit or GCK (Calley &
Jungck, 1997). This program enables students to manipulate populations of
virtual organisms (usually fruit flies) by performing matings (or crosses)
on any individuals selected. Each cross produces a new generation of organisms
whose variations for particular traits are described. Thus, the students develop
expertise using the simple dominance model to account for new data and they
also design and perform crosses to test their initial genotype to phenotype
mappings within these populations. Figure 3 is an excerpt from one student's
work with GCK and the simple dominance model.
| The next step is to revise Mendel's simple dominance model to
account for anomalous inheritance patterns such as—
- codominance;
- multiple alleles; and
- linkage.
|
Next, the teacher presents or revisits phenomena that the simple dominance
model cannot explain. For example, students realize during the application
of the simple dominance model to explain their human pedigrees that it is
inadequate in some cases: It can't be used to account for inheritance of human
blood types or achondroplasia. The next step for the class is to study these
"anomalous" inheritance patterns using GCK. They begin with achondroplasia,
a trait for which there are three variations rather than two. Students revise
the simple dominance model to account for the codominant inheritance pattern
observed for this trait. While solving GCK problems such as this one, students
propose models that specify some or all of the information (a through d) listed
above and then test their models for fit with existing data as well as for
the ability to accurately predict the results of new experiments.
| Geneticists must assess a new inheritance model in
part based upon how well it fits within an existing family of related
models such as meiosis (including cytological data) and molecular
biology (which specifies the relationships between DNA and proteins
as well as protein actions in cells). Students must also judge their
models based upon their consistency with previous models or ideas. |
Since most students ultimately explain the inheritance of achondroplasia using
a codominant model (one where each possible genotype maps to a distinct phenotype),
they must also revise their understanding of "dominance" and "recessiveness."
Up to this point, most students tend to associate recessiveness either with
(a) a phenotype; or (b) any genotype that contains a recessive allele (designated
with the number 2); or (c) both. It is quite common for students to conclude
that the phenotypes associated with (1,1) and (1,2) genotypes are both "recessive."2
However, this is inconsistent with their prior concept of recessiveness as
it was developed in the simple dominance model. Thus, it is at this point
in the unit that we emphasize the need for models to be consistent with other
knowledge in a scientific discipline. In other words, geneticists must assess
a new inheritance model, in part, based upon how well it fits within an existing
family of related models such as meiosis (including cytological data) and
molecular biology (which specifies the relationships between DNA and proteins
as well as protein actions in cells). After explicit instruction about DNA
transcription, translation, and protein function, students attempt to reconcile
their codominance models with this new model of protein action in cells. In
the case of codominance, this requires them to conceptualize recessiveness
at the level of alleles and their relationships to one another rather than
at the level of phenotypes or genotypes. In so doing, students construct meanings
for dominance and recessiveness that are consistent across various inheritance
models (i.e. simple dominance, codominance, multiple alleles, etc.) as well
as models of meiosis and molecular biology.
For the final GCK inquiry, the students are organized into two research teams,
each of which consists of four small research groups. Each team is assigned
a population of virtual fruit flies and told to explain the inheritance of
four traits within this population. The work is divided such that each research
group studies two of the traits. Consequently, there is some overlap of trait
assignments among the groups within a team. The teams hold research meetings
periodically and a minimal structure for those meetings is imposed: Two groups
present some data and tentative explanations of the data, one group moderates
the meeting, and one group records the proceedings. The roles of individual
groups alternate in successive meetings.
| The entire class then gathers for a final conference
during which students create posters that summarize their research
findings, take turns making formal presentations of their models,
and critique their classmates' models.
|
Each of the fly populations in this last problem contains traits that exhibit
the following inheritance patterns: (1) Mendelian simple dominance; (2) codominance;
(3) multiple alleles (specifically, three different alleles with varying dominant/codominant
relationships between pairs of alleles); and (4) X-linkage. After about a
week of data collection, model testing, and team meetings, each small research
group is usually able to describe a model of inheritance for at least one
of the traits in their population, and most groups can describe inheritance
models for both of the traits on which they chose to focus. The entire class
then gathers for a final conference during which students create posters that
summarize their research findings, take turns making formal presentations
of their models, and critique their classmates' models.
This high school biology curriculum is designed to give students opportunities
to learn about genetic inquiry in part by providing them with realistic experiences
doing inquiry in the discipline. Since a primary goal of practicing scientists
is to construct explanatory models to account for natural phenomena, involving
students in the construction of their own explanatory models provides a major
emphasis in the classroom. The students work in groups structured like scientific
communities to develop, revise, and defend explanatory models for inheritance
phenomena. The overall instructional goals include helping students to understand
mechanistic explanations for inheritance patterns in fruit flies and humans
and to appreciate the degree to which scientists rely on empirical data as
well as broader conceptual knowledge to assess explanatory models. The role
that research about students' ideas has played in helping to achieve these
instructional goals is the focus of the next section of this chapter.
Attending to Student Knowledge
The collaboration between high school science teachers and educational researchers
that has recently come to be known as MUSE really began over a decade ago
with a nine week genetics course in a biology curriculum for juniors and seniors.
That original genetics course provided the setting for many studies about
student learning, with a particular focus on how students used, revised, and
judged scientific models. What we have learned about students in our own classrooms,
as well as what others have shared in related studies (Kindfield, 1991 &
1994; Grosslight, et al., 1991; also see Allchin, 2000), has informed us as
we-
- sequence concepts within the curriculum.
- design tasks for students & structure classroom instruction.
- design and implement formative and authentic assessments.
| Students begin their exploration of Mendelian inheritance
in pea plants with a firm understanding of a basic meiotic model and
continue to refer to this model as they examine increasingly complex
inheritance patterns in humans. |
Curriculum. Students' difficulty in thinking about and discussing
issues related to the consistency of particular genetics concepts with one
another informed the sequence of elements within the genetics unit. In our
early studies (as well as those in similar studies on problem solving in genetics-see
Kindfield, 1994) students often did not examine their inheritance models to
see whether they were consistent with meiosis. In fact, students proposed
models where offspring received unequal amounts of genetic information from
their two parents or had fewer alleles at a particular locus than did their
parents (Cartier, 2000a). Because of their struggles and the fact that meiosis
is central to any particular model of inheritance, we placed this model first
in the revised curricular sequence. Students now begin their exploration of
Mendelian inheritance with a firm understanding of a basic meiotic model and
continue to refer to this model as they examine increasingly complex inheritance
patterns. Another example of how the curricular sequence pushes students to
examine ideas for consistency is the placement of instruction about molecular
biology and protein function after students develop a codominant model of
inheritance (described in detail in the previous section).
Instruction. Students' ideas about models. One early study
of student learning in the genetics unit focused on identifying the criteria
that students used when assessing their models for inheritance phenomena (Cartier,
2000a). The study was predicated on a commitment to developing the idea of
consistency as a basis for model assessment with students early in the course.
Thus, students read a mystery scenario involving a car accident and evaluated
several explanations of the cause of the accident. Each explanation was problematic
because it was either (1) inconsistent with some of the information they'd
been given; (2) inconsistent with their prior knowledge about the world; or
(3) unable to explain all of the information mentioned in the original scenario.
Students discussed these explanations and their shortcomings and the teacher
provided the language for talking about model assessment criteria: she instructed
them to seek-
- explanatory power.
- predictive power (which was discussed but not applied to the accident
scenario).
- internal consistency (among elements within the model).
- external consistency (between a model and one's prior knowledge or other
models).
| Studies have shown that students view models in
a "naïve realistic" manner (as objects or replicas
of actual phenomena) rather than as conceptual structures that
scientists use to explain data and ask questions about the natural
world.
Grosslight, 1991
Cartier, 2000a
Also see Harrison and Treagust, 1998 |
Throughout the genetics unit, students were prompted to use these criteria
to evaluate their own assessment of inheritance models. Despite the explicit
emphasis on consistency as a criterion for model assessment, however, we found
that very few students actually judged their models this way. Instead, students
valued explanatory adequacy, visual simplicity, and "understandability" more
strongly. A closer look at the work of students in this study showed that
most of them-7 of the 8 interview participants-did not view models as conceptual
structures, but as physical replicas, instructional tools, or visual representations.
Other studies have also shown that students view models in this "naive realistic"
manner rather than as conceptual structures that scientists use to explain
data and ask questions about the natural world (Grosslight, 1991; also see
Harrison and Treagust, 1998). Given this understanding of models, it was not
surprising that our genetics students neither applied nor discussed the criterion
for conceptual consistency within and among models. Moreover, the students
in this study also participated in a "black box" activity (similar to the
detergent box task described on page XX) where they proposed explanations
for a data pattern associated with an imaginary box (described in Cartier,
2000a). When attempting to apply the model assessment criteria to their explanations
for this pattern, several students treated "internal consistency" and "external
consistency" literally: They evaluated the box's proposed internal components
and the external phenomena (observations) separately. This confusion stemmed
from students' prior understanding of concepts associated with vocabulary
that we provided: Clearly "internal" and "external" were already meaningful
to students and their prior knowledge took precedence over the new meanings
with which we attempted to imbue these terms.
| Teachers present sample models that purport to explain the phenomena
at hand and ask students to evaluate these models. Most commonly,
students will describe the need for a model to-
- explain all the data;
- predict new experimental outcomes; and
- be realistic.
Throughout the course, the instructor will return to these assessment
criteria in each discussion about students' own inheritance models. |
Following this study, we altered the instruction in the genetics unit to take
into consideration students' prior knowledge about models and particular vocabulary
used to describe their attributes. Most importantly, we recognized the powerful
prior ideas students brought with them about models as representational entities
and explicitly addressed these ideas at the outset of the unit. In the genetics
unit currently taught by members of our collaborative, teachers employ tasks
early on that solicit students' ideas about scientific models (including a
black box task and a reading/homework reflection about models) and explicitly
define the term "model" as it will be used in the science unit. Additionally,
teachers provide model assessment tasks to students and allow them to develop
their own vocabulary for discussing shortcomings of particular explanations.
Frequently, teachers will present sample models that purport to explain the
phenomena at hand (most often the black box data patterns) and ask students
to evaluate these models. Teachers create the models to have particular shortcomings
in order to prompt discussion by students. Most commonly, students will describe
the need for a model to explain all the data, predict new experimental
outcomes, and be realistic (their term for conceptual consistency).
Throughout the course, teachers will return to these assessment criteria in
each discussion about students' own inheritance models. A subsequent study
has shown that these instructional modifications (along with other curricular
changes in the genetics unit) helped students to understand the conceptual
nature of scientific models and learn how to evaluate them for consistency
with other ideas (Cartier, 2000b).
| In early versions of the genetics course, students
paid attention more to empirical issues than to consistency among
models when assessing their new inheritance models. When the course
was revised, we situated the study of inheritance patterns within
the context of a single population of organisms. This emphasized the
need for each inheritance model to be basically consistent with other
models within genetics. |
Students' model revision heuristics.Several early studies of students'
GCK work in our genetics unit revealed that students assessed their tentative
models based primarily on empirical criteria rather than conceptual criteria
(Cartier, 2000a & 2000b). Even when conceptual inconsistencies occurred
between their proposed models and other models or biological knowledge, their
primary focus was usually on how well a given model could explain the data
at hand. Students frequently had difficulty recognizing specific inconsistencies
between their models and meiosis or other biological knowledge such as the
method of sex determination in humans. In some instances, students recognized
that their models were inconsistent with other knowledge but were willing
to overlook such inconsistencies when their models were judged to have adequate
explanatory power. (For example, students sometimes proposed models to account
for x-linkage inheritance patterns wherein a male organism simply could never
be heterozygous. No explanation consistent with independent assortment in
meiosis was given for this model.) Thus, students paid more attention to empirical
than conceptual issues and tended to value empirical power over conceptual
consistency in models where both criteria were brought to bear. In summary,
the students' methods of model assessment differed from those of practicing
geneticists
White & Frederiksen (1998) have described a middle school science curriculum
designed to teach students about the nature of inquiry generally and the role
that modeling plays in specific scientific inquiries. One aspect of the curriculum
that had a measurable effect on its success was the emphasis on reflective
assessment on the part of the students. Following modeling activities, students
were asked to rate themselves and others in various categories, including
"understanding the science", "understanding the processes of inquiry", being
systematic", and "writing and communicating well" (p. 25). Involving the students
in such an explicit evaluation task helped emphasize the importance of learning
"about" inquiry and modeling in addition to learning how to "do" inquiry.
| Influenced by our research in the genetics unit, we built into
the curriculum more tasks that require students to reflect, write,
and discuss conceptual aspects of genetic modeling. These tasks
include-
- journal writing
- written self-assessments
- homework assignments that require students to explain their
reasoning (see Figure 3)
- class presentations (both formal and informal).
|
Our work developing tasks for students is also predicated on the importance
of metacognitive reflection on their part. Influenced by our research in the
genetics unit, we built into the curriculum more tasks that require students
to reflect, write, and discuss conceptual aspects of genetic modeling. These
tasks include journal writing, written self-assessments, homework assignments
that require students to explain their reasoning (see Figure 3), and class
presentations (both formal and informal). Most importantly, we created a complex
problem, involving several different inheritance patterns, and asked the students
to account for this new data while working in cooperative laboratory teams.
As described above, the regular team interactions required students to be
critical of their own thinking and that of others. Moreover, situating the
study of these inheritance patterns within the context of a single population
of organisms helped to emphasize the need for each inheritance model to be
basically consistent with other models within genetics. We have found that
in this new context, students are more successful at proposing explanatory
models and have a better understanding of the conceptual nature of such scientific
models (Cartier 2000a & 2000b).
Assessment Design. Related to the design of tasks is the design
of good assessments; That is, we attempt to employ formative and authentic
assessments throughout the unit. Because students struggle with conceptual
problems in the genetics unit, we incorporate a number of assessments that
require students to describe the relationship between models or ideas that
they have learned (Figure 4A). Whenever possible, we design formal assessments
as well as written classroom tasks that reflect the structure of students'
work in the classroom. Our students spend a lot of their class time working
in groups, pouring over data, and talking with one another about their ideas.
Thus, assessments also require them to look at data, propose explanations,
and describe the thinking that led to particular conclusions (Figure 4B).
Figure 4a
Below is a concept map that represents the relationships between
specific models, models in general, and data. Use the map to answer
the questions below.
a. Remember that a line in a concept map represents a relationship
between two terms (concepts, ideas, etc.) in the map. Write a
few sentences that describes the numbered relationships between
the terms given. Be as specific as you can: use the appropriate
vocabulary of genetics to make your point as clearly as possible.
b. Draw a line (not necessarily a straight one) to separate the
world of ideas from that of observations on this map. Please label
both sides. Justify your placement of that line.
|
Figure 4b
Inheritance of PKU in the Samson Family

1. Use Mendel's simple dominance model to assign genotypes to the
individuals in this pedigree.
2. Do the affected individuals in this pedigree show a dominant
or recessive variation of the trait? Pick two family groups (a
group is one set of parents and their offspring) and describe
how those groups helped you make that decision.
3. Describe how you would convince another student, who had no
knowledge of how PKU is inherited, that you understand the inheritance
of this trait. As the student is not easily convinced, you must
carefully show how the Mendel model can be used to support your
idea.
Figure 4B: Simple Dominance homework assignment. Students
are asked to use Mendel's simple dominance model to explain a
realistic data pattern. They are also asked to explicitly justify
their reasongng similar to the way in which they argue in support
of their ideas in regular classroom activities. |
Summary
The structure of the genetics class that we have described reflects important
aspects of scientific practice: Students are engaged in an extended inquiry
of inheritance through which they collect data, seek patterns and attempt
to account for those patterns using explanatory models. The models proposed
by students also bear a great deal of resemblance to those of practicing geneticists
in that they specify allelic relationships and genotype to phenotype mappings
for particular traits. In the next section, we will describe a course in evolutionary
biology that provides opportunities for students to participate in realistic
inquiry within another sub-discipline of biology. In the final section, we
will discuss some important instructional and curricular elements that these
two courses share and that are crucial to the learning success of students
in these contexts.
Section 3: Developing Darwin's Model of Natural Selection in High School Evolution
| Developing a Darwinian Explanation
Hillary and Jerome are sitting next to each other in their sixth
hour science class waiting for the bell to ring.
| Jerome: |
What are
we doing in here today? |
| Hillary: |
I think we will be starting
the next case study. |
The bell rings and their teacher announces that the class will
start work on the last of three case studies designed to allow
them to continue to develop and use the Darwinian model of natural
selection. She tells the students that there are two parts to
this third case. First, they will need to use their knowledge
of the natural selection model to develop an explanation for the
bright coloration of the male ring-necked pheasant. And secondly,
they will have to write a research proposal that will then be
considered by the rest of the students in a research grant competition.
| Casey: |
What kind
of research proposal? |
| Mrs. J. : |
Each of you has seen during
the past two cases that there are aspects of your
explanation that you would like to explore further
or confirm in some way. This is your opportunity to
imagine how you might do that. Each group will need
to think about their explanation and identify areas
that could use a bit more evidence. |
As Mrs. J. passes out the eight pages of case materials she asks
the students to get to work. Each group receives a file folder
containing the task description and information about the natural
history of the ring-necked pheasant. There are color pictures
that show adult males, adult females, and young. Some of the pages
contain information about predators, mating behavior and mating
success. Hillary, Jerome and their third group member, Grace,
begin to shuffle through the pages in the folder.
| Hillary: |
The males
look completely different from the females! |
| Jerome: |
Okay, so what
are we supposed to be doing here? |
| Grace: |
It is similar
to the last case. We need to come up with a Darwinian
explanation for why the males look brighter than the
females. |
| Hillary: |
How can this be? It seems
like being bright would be a problem for the males,
so how can it fit with Darwin's ideas? |
| Grace: |
Well, I guess we need
to look at the rest of the stuff in the folder. |
The three students spend the remainder of the period looking over
and discussing various aspects of the case. By the middle of the
period on Tuesday this group is just finalizing their explanation
when Casey, a member of another group, asks if she can talk to
them.
| Casey: |
What have
you guys come up with? Our group was wondering if
we could talk over our ideas with you. |
| Grace: |
Sure, come
over and we can each read our explanations. |
These two groups have very different explanations. Hillary's group
is thinking that the males bright coloration distracts predators
from the nest, while Casey's group has decided that the bright
coloration confers an advantage on the males by helping them attract
more mates. A lively discussion ensues.
| Ed: |
But wait, I don't understand.
How can dying be a good thing? |
| Jerome: |
Well, you have to think
beyond just survival of the male himself. We think
that the key is the survival of the kids. If the male
can protect his young and give them a better chance
of surviving then he has an advantage. |
| Claire: |
Even if he
dies doing it? |
| Grace: |
Yeah, because he will
have already passed on his genes and stuff to his
kids before he dies. |
| Casey: |
How did you come up with
this? Did you see something in the packets that we
didn't see? |
| Grace: |
One reason
we thought of it had to do with the last case with
the monarchs and viceroy. |
| Hillary: |
Yeah, we were thinking
that the advantage isn't always obvious and sometimes
what is good for the whole group might not seem like
it is good for one bird or butterfly or whatever. |
| Jerome: |
We also looked at the
data in our packets on the number of offspring fathered
by brighter versus duller males. We saw that the brighter
males had a longer bar. |
| Grace: |
See look on page 5, right
here. |
| Jerome: |
So they had more kids,
right? |
| Casey: |
We saw that table too,
but we thought that it could back up our idea that
the brighter males were able to attract more females
as mates. |
|
The groups agree to disagree on their interpretation of this piece of data
and continue to compare their explanations on other points.
| Because of the key role that natural selection plays
in understanding evolution and biology more generally we devote a
significant period of time to allow students to develop a deep understanding
of the process. |
The students in the above vignette are using Darwin's model of natural selection
and realistic data to create arguments about evolution in a population of
organisms. In doing so they attend to and discuss ideas such as selective
advantage and reproductive success that are crucial components of the model.
Because of the key role that natural selection plays in understanding evolution
and biology more generally we devote a significant period of time to allow
students to develop a deep understanding of the process. Early in the course
students have opportunities to learn about natural selection, but as
the course progresses they are required to use their understanding
to develop explanations (as illustrated in the vignette). This structure provides
students with a setting in which to clarify their understanding of natural
selection and it also gives them a context for learning by and about scientific
inquiry. Section 3 will describe how the three design principles discussed
earlier were influential in the development of this nine week course.
Disciplinary knowledge
"There is probably no more original, more complex,
and bolder concept in the history of ideas than Darwin's mechanistic
explanation of adaptation."
-Ernst Mayr (1982, p. 481) |
The choices we make when designing curricula are determined in part by examining
the discipline under study. In the case of evolution it is clear that a solid
understanding of natural selection provides a foundation upon which further
knowledge can be built. But that foundation is hard won and takes time to
develop because the concepts that comprise the natural selection model are
difficult for students to understand and apply. Indeed, biologist Ernst Mayr
has said that "there is probably no more original, more complex, and bolder
concept in the history of ideas than Darwin's mechanistic explanation of adaptation"
(1982, p. 481). Many courses or units in evolutionary biology at the high
school level require far shorter periods of time than the nine weeks described
here, and also include additional sophisticated concepts such as genetic drift
and speciation. It seems clear to us, however, that with a large number of
concepts covered in a short period of time the likelihood that students will
develop a deep understanding of any of them is diminished-a survey of content
is not sufficient to develop lasting understanding. Furthermore, we have expanded
the notion of content to include opportunities for students to engage in and
think explicitly about disciplinary inquiry. With these considerations in
mind our teacher/researcher collaborative designed a course that requires
students to not only learn about the natural selection model, but also to
use it in ways that are analogous to those of evolutionary biologists.
| Our concept of a Darwinian explanation draws together
the components of the natural selection model (shown in figure 5)
with a narrative structure that demands attention to historical contingency. |
Central to our approach is a commitment to looking at authoritative accounts
of scientific practice for guidance. Kitcher's (1994) concept of a Darwinian
history assisted us in thinking about how students could use the natural selection
model in authentic ways. He describes a Darwinian history as a "narrative
which traces the successive modifications of a lineage of organisms from generation
to generation in terms of various factors, most notably that of natural selection"
(p. 20-21). The use of narrative explanation is a key way in which evolutionary
biology can be distinguished from other scientific disciplines. "Narratives
fix events along a temporal dimension, so that prior events are understood
to have given rise to subsequent events and thereby explain them" (Richards,
1992). Thus, our concept of a Darwinian explanation draws together the components
of the natural selection model (shown in figure 5) with a narrative structure
that demands attention to historical contingency. Frequently textbook examples
of explanations for particular traits take the form of what O'Hara (1988)
terms "state-explanations"-that is, they explain the present day function
of particular character states without reference to their history. In contrast,
what we call a Darwinian explanation attempts to explain an event, or as O'Hara
says, "how-possibly" a trait came into being. This type of explanation is
summarized by Mayr (1997),
When a biologist tries to answer a question about a unique occurrence such
as 'Why are there no hummingbirds in the Old World?' or 'Where did the
species Homo sapiens originate?' he cannot rely on universal laws.
The biologist has to study all the known facts relating to the particular
problem, infer all sorts of consequences from the reconstructed constellation
of factors, and then attempt to construct a scenario that would explain
the observed facts in this particular case. In other words, he constructs
a historical narrative (p. 64).
Although, our focus is limited in scope to the development and use of the natural
selection model, these considerations of the form of explanation in the discipline
played a key role in the design of the course described here.
| Providing opportunities for students to use the natural
selection model to develop narrative explanations is a central goal
of the course. |
Providing opportunities for students to use the natural selection model to
develop narrative explanations that are consistent with the view described
above is a central goal of the course. During the final weeks of the course,
students are engaged in creating Darwinian explanations. In essence, students
are asked to use the components of the natural selection model to make sense
of realistic data that they have been given concerning an extant organism.
Each scenario is presented to students as a case study and they are provided
with materials that describe the natural history of the organism. Photographs,
habitat and predator information, mating behavior and success, and phylogenetic
data are examples of the types of information that may be included in a given
case (complete case materials can be found on the MUSE website). Students
then weave the information into a narrative that must take into account all
of the components of a natural selection model and describe the change over
time that may have occurred (see Figure 5 for a sample student Darwinian explanation).
As students hone their abilities to develop and assess evolutionary arguments
over three successive case studies, they are able to participate in realistic
evolutionary inquiry.
Figure 5
Monarchs and viceroys are very similar in appearance, although
this has not always been true. The brightness in both butterflies
is viewed as an advantage in their environment—where
a main predator is the blue jay—an advantage that may
be explained by the Darwinian model.
Each butterfly lays many more eggs than can survive on the
limited resources in its environment. As a result of this
limit, there is a struggle among the offspring for survival.
As within all species, there exists natural variation among
the populations of monarchs and viceroys, including variations
of color. In the past populations, some butterflies were brightly
colored and others were dull. Blue jays, a main predator of
the monarch, rely on movement and coloration to identify their
prey when hunting. They can vomit up bad tasting or poisonous
food, and exhibit an ability to learn to avoid such food in
the future.
As caterpillars, monarchs' source of food is milkweed leaves,
which contain cardenolides—poisonous or unpalatable
substances. As the larva is growing, they ingest a great amount
of cardenolides. As butterflies, these substances remain in
their bodies, making them unpalatable to their predators.
When blue jays eat the monarchs, they react to the cardenolides
by vomiting up their prey. They learn by this experience that
they should avoid the brightly colored monarchs to avoid the
cardenolides. The dull monarchs, although poisonous, were
still consumed by their predators more because they more closely
resembled non-poisonous prey such as moths, grasshoppers,
and lacewings. The brightly colored monarchs survived more
than the dull ones and were more prolific. After many generations,
most monarchs were bright because of their success in the
environment. Because of the blue jays' association of bright
colors with bad food, the brightly colored viceroys, although
not poisonous like the monarch, were also avoided, and this
advantageous variation was passed on as with the monarch.
Figure 5. Darwinian explanation written by a group of students
at the end of the Monarch/Viceroy case |
| By the end of our course students are able to reason
in sophisticated ways about evolutionary phenomena. |
By the end of our course students are able to reason in sophisticated ways
about evolutionary phenomena. We believe that careful consideration of the
discipline is an important part of realizing that goal, but also recognize
that there are several other key areas that must be considered. In the sections
that follow we describe how we structured the class to take seriously student
ideas and how we developed a community in which students were required to
make their own thinking explicit.
Student Knowledge
| Studies have confirmed what teachers already know-students
have very tenacious misconceptions about the mechanism of evolution
and its metaphysical assumptions. |
Anyone who has ever taught evolution can attest to the fact that students bring
a wide range of conceptions and attitudes to the classroom. During the past
two decades there have been several studies that document student ideas both
before and after instruction (see for example Bishop and Anderson, 1990; Demastes,
S., Good, R., Peebles, P. (1995, 1996) and Trowbridge & Cummins, 1992).
These studies have confirmed what teachers already know-students have very
tenacious misconceptions about the mechanism of evolution and its metaphysical
assumptions. Our knowledge of the ideas students bring with them about both
evolutionary biology and the nature of science has been important in our curriculum
design efforts.
Curriculum: In the evolution course there are several specific ways
in which we have considered student ideas when choosing and sequencing course
content. For example, the course begins with an extended examination of argumentation
in science and in evolution in particular. In early versions of the course
we found that students were unable to engage in discussions about particular
arguments because they did not have a framework with which they were all familiar.
Our course has since been modified to provide opportunities for students to
develop such a framework by participating in a cartoon sequencing activity
(described in more detail below). Our decision to place this at the beginning
of the course was a relatively easy one as we felt students needed to have
the a framework for critiquing arguments for virtually every subsequent experience.
We have also found that students have difficulty in understanding the concept
of variation that is a foundation of the natural selection model. These difficulties
have been documented in the literature (Bishop & Anderson, 1990) and we
have found them to be present in our own classrooms. Because of the experiences
students have with variability in most genetics instruction-in which they
usually examine traits with discrete variations-the concept of continuous
variation can be a significant challenge for students. We have seen that an
incomplete understanding of variation in populations promotes the student
idea that adaptations are a result of a single dramatic mutation, or that
selection is an all-or-none event operating on one of two to three possible
phenotypes. Recognition of these problems has led to explicit instruction
on variability in populations and perhaps more importantly the inclusion of
opportunities for students to examine and characterize the variability present
in real organisms before they begin using the concept in constructing Darwinian
explanations.
One of the activities used for this purpose is a relatively simple one, but
it provides a powerful visual representation that students can draw on later
when thinking about variation in populations. Typically, students do not recognize
the wide range of variation that is present even in familiar organisms. In
order to give students experience thinking about and characterizing variation,
we have them examine sunflower seeds. Their task is to count the stripes on
a small sample, but even this simple direction is less than straightforward
as the class then has to negotiate what counts as a stripe, whether to count
one side or two, or if the edges should be included. Once they have come up
with common criteria and have sorted their sample into small piles the teacher
has them place their seeds into correspondingly numbered test tubes. The result,
once the test tubes are lined up in a row, is a clear visual representation
of a normal distribution. The subsequent discussion centers on ways to describe
distributions using concepts like mean, median, and mode. This activity takes
place prior to times when students will need to draw on their understanding
of variation to construct explanations using the Darwinian model of natural
selection.
Careful thought has been given to how instruction can be carried out
to allow student ideas to be the focus in the classroom. The three
major sections of the course are each do this is their own way:
• First, the students work with the teacher to develop a
framework for examining arguments that focuses in part on prior knowledge.
• Second, they examine historical ideas that correspond to
common alternate conceptions students have.
• Third, they work on case studies that require them to develop
original explanations and defend them to their peers. |
| Students realize that they are all examining the same data but that
they also each bring a lifetime of experience to the table. Together
they establish that the process of making inferences is influenced
by what they observe (the data) and by their own prior knowledge and
beliefs. |
Instruction: Consideration of student knowledge is not simply a commitment
we have when making curricular decisions; it also plays into the design of
instructional tasks. An important feature of the evolution course is explicit
discussion among students about their own ideas. Furthermore, we have designed
instruction to address some of the common misconceptions that students bring
to the study of evolution. We have given careful thought to how the actual
instruction could be carried out to accomplish our goal of making student
ideas a focus in the classroom.
The first activity in the evolution course is designed to develop a framework
for examining arguments. This initial experience takes place in a non-science
context in order to increase student comfort with the task. Students are given
a set of cartoon frames that have been placed in random order. Their task
is to work with their group to reconstruct a story using the information they
can glean from the images. Students are enthusiastic about this task as they
imagine how the images relate to one another and how they can all be tied
together to create a story. The whole class then comes together to compare
their 'stories' and discuss how they made decisions. The sequences presented
by different groups usually vary quite a bit from group to group (see Figure
6 for examples of two sequences). This provides a context for a discussion
of how inferences are made. The initial conversation centers on the observations
they made of the images. However, it quickly becomes apparent that each person
did not place the same importance on specific observations and that even though
groups may have observed the same thing they may not have made the same decisions
about the order of the cards. What ensues is a conversation about particular
considerations that entered into their decision-making. Students realize that
they are all examining the same images (the data) but that they also each
bring a lifetime of experience with cartoons and stories to the table. Together
they establish that the process of making inferences about the order of the
cards is influenced by what they observe (the data) and by their own prior
knowledge and beliefs. This notion is then generalized and students see that
all inferences can be thought of as being based on these two things. They
discuss how scientific arguments are usually a collection of several inferences
that are all dependent on data and prior knowledge and beliefs. And finally
they discuss the importance of questioning all three areas when critiquing
an argument.
Figure 6
Group One
  
"We think that in this first frame little red riding hood
is telling the pigs that she is going to visit her sick grandmother.
In the second scene, the pigs are telling the wolf about little
red riding hood and her sick grandmother and showing him which
way she went. In the next frame, the pigs see that the grandmother
is tied up in the woods and they feel bad that they gave the wolf
the information earlier."
Group Two
  
"The pigs have discovered grandma tied up in the woods and
they try to throw the wolf off the track by telling him that he
must get away before the hunter comes. In the last frame, little
red riding hood is thanking the pigs for saving the grandmother
and they feel bashful."
Figure 6. Two different groups of students interpreted
the same images in different ways. There are thirteen images in
the complete set that the students worked with for this activity.
|
The cartoon activity described above provides the foundation for examining
arguments that is used for the remainder of the course. It is important to
note that an explicit part of that framework requires students to consider
the prior knowledge and beliefs that they and others bring to bear on inferences
made about data. In this way, the students are encouraged to continue to examine
their own knowledge throughout the course.
| Students examine three historical models that account for species
adaptation and diversity:
- Paley's model of intelligent design
- Lamarck's model of acquired characteristics
- Darwin's model of natural selection.
Once students have developed an understanding of the explanation
that each author proposed and some familiarity with the observations
on which it was based, they examine the prior knowledge and beliefs
that each author may have held. |
The second major section of the evolution course engages students in examining
three historical models that account for species adaptation and diversity.
The students must draw on the framework established during the cartoon activity
in order to accomplish this comparison. This means that as they examine each
argument they also identify the major inferences made and the data and prior
knowledge and beliefs that formed the basis of the inferences. The three models
are: (a) William Paley's model of intelligent design that asserts that all
organisms were made perfectly for their function by an intelligent creator,
(b) Jean Baptiste de Lamarck's model of acquired characteristics that is based
on a view that adaptations can result from the use or disuse of body parts
and that changes accumulated during an organism's lifetime will be passed
on to offspring, and (c) Charles Darwin's model of natural selection. The
models of Paley and Lamarck were chosen because they each represent some of
the common ideas that students bring with them to the classroom. Specifically,
it is clear that many students attribute evolutionary change to the needs
of an organism and believe that extended exposure to particular environments
will result in lasting morphological change. Many students are also confused
about the role of supernatural forces in evolution. Darwin's model is included
in the analysis so that students can see how the underlying assumptions of
his model compare to those of Paley and Lamarck.
| Examining Scientists' Beliefs
and Assumptions
Claire and Casey are working with Hillary in a group during class.
They are trying to analyze and understand an excerpt of original
writing by Lamarck. Hillary is looking over the discussion questions:
Hillary: It seems like Lamarck did think that species changed
over time, so I can see that as an underlying assumption of his,
but I'm having a hard time figuring out how he thought that happened.
Casey: I agree, he is definitely different from Paley who
didn't think things had changed at all.
Claire: But how did the change happen? It seems like Lamarck
puts it on the organisms themselves, that they try to change.
Hillary: I'm not sure what you mean.
Claire: Well, he talks a lot about the usefulness of particular
traits for an animal and about repeated use of a body part causing
a change. |
| Even if a model can account for diverse phenomena
on its own terms, it is still necessary to examine and critique
the underlying assumptions.
|
In order for students to compare the prior knowledge and beliefs of the authors,
however, they first have to become familiar with the models. To do this, each
model is taken in turn and students are discouraged from making comparisons
until each model has been fully explored. All three models are presented in
the same way. Students read edited selections of the author's original writing,
answer questions about the reading and participate in a class discussion in
which the proposed explanation for species diversity and adaptation is clarified
and elaborated. Students are also given an opportunity to explore the natural
phenomena or data that served as an inspiration for each author: they examine
fossils as discussed by Lamarck, dissect an eye to examine the structure/function
relationships that so fascinated Paley, and are visited by a pigeon breeder
who brings several of the pigeon varieties that Darwin described in Origin
of Species. Once students have developed an understanding of the explanation
that each author proposed and some familiarity with the observations on which
it was based, they examine the readings again in order to identify the prior
knowledge and beliefs that each author may have held.
Following this discussion, the students compare the three models. First, students
assess the explanatory power of the models, using each model to explain phenomena
other than those described in the original writings. For example, they attempt
to use Paley's model to explain the presence of fossils and Lamarck's model
to explain the structure of the eye. Sometimes the model can easily account
for new phenomena-Lamarck's model of use inheritance is easily adapted to
pigeon varieties. In other instances, the students recognize the limitations
of the model-Paley's model cannot easily account for the presence of fossils
or extinct organisms. They then compare the underlying assumptions or beliefs
of the authors. Even if a model can account for diverse phenomena on its own
terms, it is still necessary to examine and critique the underlying assumptions.
Many students question the necessity of the supernatural force underlying
Paley's model, and still more students find the role of need to be a questionable
assumption in Lamarck's model.
These explicit discussions of some of the major views that students bring to
the study of evolution lay the groundwork for future use and extension of
Darwin's model. The comparison of the assumptions of the three models enables
students to distinguish between those beliefs that underlie the model of natural
selection and those that do not. However, unlike some classroom contexts in
which it is the students' ideas that are laid bare and examined for inconsistencies,
here we have developed a situation where student ideas are represented by
the models of Paley and Lamarck. In this way we have found that students are
willing to attend to the differences between ideas rather than spending their
time and energy being defensive. Because they do not feel that their own ideas
are being criticized, the discussions are fruitful.
| Instruction emphasizes that assumptions of supernatural
influence and individual need are not a part of the Darwinian
model. Thus, when students use the natural selection model to
explain natural phenomena, they often challenge each other when
need-based or Lamarckian language is used. |
These two activities foster a classroom community that operates from a common
set of metaphysical commitments. For our purposes, the most important of these
is that Darwin proposed a naturalistic mechanism of species change that acts
on variation among individuals within a species and that assumptions of supernatural
influence and individual need are not a part of his model. Keeping this distinction
in mind while using the natural selection model later in the course enables
students to avoid some common misconceptions, or at least makes identification
of those misconceptions more straightforward. For example, when students use
the natural selection model to explain natural phenomena like the bright coloration
of the monarch butterfly, they often challenge each other when need-based
or Lamarckian language is used.
This type of self or peer monitoring becomes particularly obvious during the
last section of the course when students are engaged in using the natural
selection model to explain natural phenomena presented as case studies. For
example, the second case requires students to provide a Darwinian explanation
for the similarity in color between the monarch and viceroy butterflies. Frequently
students will say things like, "the viceroy needs to look like the monarch
so that the birds won't eat it." When statements such as these are made, other
students will often challenge the speaker to use Darwinian rather than Lamarckian
language. The work on the cases allows students to practice using the Darwinian
model in appropriate ways and the interactive nature of all of the work in
class affords them opportunities to think explicitly about and defend their
own ideas.
Assessment Students' consideration of their own ideas has been incorporated
in the assessment tasks in the evolution course. On several occasions and
in different ways students examine their own ideas and explicitly discuss
how those ideas have changed. For example, one of the questions on the final
exam requires them to read and critique a Darwinian explanation they created
on the first day of class. We have found this to be one of the most powerful
moments for many students as they recognize how much their own ideas have
changed. For example, many students are critical of the need-based language
that was present in their original explanation or they find that they described
evolutionary change as having happened at the individual rather than the population
level.
Figure 7
Original answer
The saddleback carapace came into being due to the need of migrating
tortoises to adjust to a new environment. On Albermarle Island
the domed shaped carapaces served well for shedding rain and eating
ground vegetation. However, when the tortoises began to migrate
to smaller, drier island with less ground vegetation, they had
to adapt in order to survive. The majority of the food was now
higher up and the domed shell served as a hindrance. Over time,
the saddleback carapace developed to allow the neck to extend
further, thereby allowing the tortoises to reach the fleshy green
parts of the prickly pear cactus. This evolutionary process created
a new species of giant tortoise that could live successfully in
a new environment.
Critique on final exam
In my original answer, I used an almost exclusive Lamarckian definition
of evolution. In my introductory statement I stated that the saddleback
carapace came into being due to the need of the tortoise to fit
its environment. I needed to acknowledge the existence of variation
within the tortoise population of the shape of the shell. My original
explanation makes the evolutionary process sound like a physical
change taking place during the life of the tortoise and then being
passed on to the offspring. I now know that variations that are
advantageous give animals a better chance of survival (survival
of the fittest!) and allow them a better chance of passing on
their advantageous trait to their offsping. In my original explanation
I also touched on ideas of use and disuse to explain how the saddleback
carapace came to be, this is a Lamarkian model of evolution which
is incorrect. I did explain how the saddleback carapace was an
advantage because it allowed the tortoise to eat higher vegetation.
Since I didn't understand evolution through the generations, I
wasn't able to describe how the species changed over time. Overall,
I would say I had a basic but flawed understanding of evolution
but I lacked the tools to explain evolution from a scientific
and Darwinian perspective, until now.
Figure 7. On the first day of class, students were
asked to explain how the carapace shape of Galapagos tortoises
may have changed from the dome-shape to the saddleback shape.
As part of the final exam, students were asked to critique the
explanation they gave on the first day. Above is the original
explanation and the critique offered by one student. |
| We have found that the most effective assessment tasks
are those that most closely resemble the ways in which students learned
the science. |
| One way to assess student understanding is to provide
them with novel data and ask them to describe their reasoning about
that data using the natural selection model. |
Additionally, we have found that the most effective assessment tasks are those
that most closely resemble the ways in which students learned the material.
In other words, we have found that students are more successful and the data
we collect on what they know is more complete and accurate when they are engaged
in tasks that are analogous to the instruction they experienced. For example,
during instruction students are required to use the natural selection model
to develop Darwinian explanations that account for rich data sets. To then
ask them about data or the components of natural selection in a multiple choice
format that would only require them to draw on bits and pieces of knowledge
for any one question seems incomplete at best. Instead, we provide them with
novel data and ask them to describe their reasoning about that data using
the natural selection model-a task that is analogous to what they have been
doing in class. An instance of this type of assessment on the final exam asks
students to write a Darwinian explanation for polar bear fur color using information
about ancestral populations. In this way, during assessment, we draw on student
ideas and skills as they were developed in class rather than asking students
to simply recall bits of information in contrived testing situations.
Section 4: Putting It All Together - Promoting Reflective Scientific Practice
in Classrooms
| The model-based inquiry curricula are designed to facilitate reflective
student thinking through-
- explicit discussion of expectations for engaging in discipline-specific
patterns of argumentation;
- design of student tasks; and
- use of various tools for representing abstract concepts.
|
| Typically during the game of school students "win"
when they present the correct answer. The process by which one determines
the answer is irrelevant or, at best, undervalued. |
We have found that much of what students learn in model-based inquiry genetics
and evolutionary biology units depends upon their active and thoughtful participation
in the classroom community(Cartier, 2000a & 2000b; Passmore & Stewart,
2000; Passmore & Stewart, in press). In order to learn about the process
of modeling and about discipline-specific patterns of argumentation as they
participate in it, students must be critically aware of the elements that
influence their own knowledge generation or justification. The MUSE curricula
are designed to facilitate this type of student thinking through explicit
discussion of student expectations for engaging in argumentation, the
design of student tasks, and the use of various tools for interacting
with and representing abstract concepts.
Argumentation
High school students have had more than nine years of practice playing the
"game of school." Most have become quite adept at memorizing and reiterating
information, seeking answers to questions or problems, and moving quickly
from one topic to another. Typically during the game of school, students "win"
when they present the correct answer. The process by which one determines
the answer is irrelevant or, at best, undervalued. The students described
here are quite typical in this regard: They enter the genetics and evolution
classes anticipating that they will be called upon to provide answers and
are prepared to do so. In fact, seeking an end product is so ingrained that
even when we design tasks that involve multiple iterations of modeling and
testing ideas, such as within the genetics course, students frequently reduce
the work to seeking algorithms that have predictive power rather than engage
in the much harder task of evaluating models based upon their conceptual consistency
within a family of related ideas (see Cartier, 2000a; and discussion in Section
2 pg. X, "Students' Model Revision Heuristics").
| Expectations for the Evolution
Class
On the first day of instruction in the evolution course, students
are made aware that the expectations may be different from those
they have experienced before. Students are given a summary of
the goals of the course and the teacher discusses this with them.
This summary states that,
"To help you understand how biologists reason to address questions
from an evolutionary perspective you will have the opportunity
to work on a variety of realistic problems…you will be responsible
for studying these problems in small groups, and presenting your
solutions to your classmates…this class is all about making
sense out of what we know and this requires people to continually
question each others' understanding in constructive ways…it
will require you to justify statements that you make and question
the statements of others"
Through this handout and subsequent guidance of the teacher, students
realize that they will have to seriously consider their ideas
and those of others. |
After studying how people solved problems in a variety of situations, Klayman
& Ha (1987) noted the frequent use of what they called a "positive test
strategy." That is, solvers would propose a model (or solution) and test it
by attempting to apply it to the situation most likely to fit the model in
the first place. If the idea had explanatory or predictive power, the solver
remained satisfied with it; if not, the solver would quickly test another
idea. The positive test strategy was frequently applied by students in early
versions of the genetics course (Cartier, 2000a). This method of problem solving
does not map well onto scientific practice in most cases, however: It is the
absence of disproving evidence, and not the presence of confirming evidence,
that is more commonly persuasive to scientists. Moreover, testing a model
in limited situations where one expects data-model match would be considered
"confirmation bias" within scientific communities. Nevertheless, Klayman and
Ha point out that this positive test strategy is often quite useful in real
life situations and they note that "in the absence of specific information
that defines some tests as more relevant than others" it is frequently used.
Given our students' facility with the game of school and the general tendency
to apply less scientific model-testing strategies when problem solving, we
are confronted with the need to create tasks that will not only afford the
opportunity for reflection, but actually require students to think
more deeply about the ways in which they came to understand science concepts
as well as what is involved in scientific argumentation in the courses described
here. We want students to realize that "claims . . . are open to challenge
and progress is made through dispute, conflict, and . . . change" in science
(Driver, et al., 2000). Thus, we explicitly discuss with our students the
expectations for their participation in the course. Teachers state that the
students' task is not simply to produce an "answer" (a model in genetics,
or a Darwinian explanation in evolutionary biology), but to be able to defend
and critique ideas according to the norms of a particular scientific discipline.
In other words, we ask the students to abandon the "game of school" and begin
to play the "game of science."
Examination of ideas requires more than simply providing space for reflection
to occur, it also involves working with students to develop systematic ways
to critique their own ideas and those of others. Thus, we begin each course
with an activity whose focus is the introduction of discipline-specific ways
of generating and critiquing knowledge claims. The activities are frequently
described as "science free" because there is no expectation that students
will come to understand any particular scientific concepts upon completion.
Rather, they will have learned about the process of constructing and
evaluating arguments in genetics or evolutionary biology. Specific criteria
for weighing scientific explanations are returned to throughout each course
as students engage in extended inquiries within these biological disciplines.
Our discussion of student expectations for engaging in argumentation will be
illustrated with examples drawn from the genetics and the evolution classes.
| The black box activity creates many opportunities to
introduce and reinforce foundational ideas about the nature of scientific
inquiry and how one judges ideas in genetics. |
Genetics Course: The Black Box Activity. The first activity of the genetics
unit, the "black box activity", is designed to introduce students to appropriate
ways of discussing and assessing ideas This activity shares some important
characteristics with the cartoon activity (used to begin the evolution course),
in that it provides a context within which to discuss criteria for judging
scientific ideas. However, genetic arguments differ from those in evolution
in a number of ways, including the emphasis on demonstrative evidence in genetics
that is absent (for the most part) from arguments in evolutionary biology
(see Rudolph and Stewart, 1998).
During the first few days of the genetics course, the teacher presents the
students with a "black box"-either an actual box or a diagram and description
of a hypothetical box-and demonstrates or describes the phenomenon associated
with it. For example, one "box" is a cardboard detergent container that dispenses
a set amount of detergent each time it is tipped; another is a large wooden
box with a funnel on top and an outlet tube at the bottom that dispenses water
in varying amounts. Once the students have had an opportunity to establish
the data pattern associated with the particular box in question, the teacher
explains that the students' task is to determine what mechanisms might give
rise to this observable pattern. During this activity, (which can take anywhere
from 3 to 11 class periods, depending upon the black box that is used and
the extent to which students can collect their own data), the students work
in small teams (see Figure 8 for an example of another "black box". At the
conclusion of the task, each team creates a poster representing their explanation
for the box mechanism and presents it to the class. Classmates offer criticism
and seek clarification during these presentations.
Figure 8
 |
Black Box
A typical pattern of data would be:
| Water In (ml) |
Water Out (ml) |
| 400 |
0 |
| 400 |
400 |
| 400 |
600 |
| 400 |
400 |
| 400 |
0 |
| 400 |
1000 |
| 400 |
0 |
| 400 |
400 |
and so forth. |
Figure 8: One "black box" used in the MUSE science
curriculum and typical data patterns associated with the box. |
This activity creates many opportunities to introduce and reinforce foundational
ideas about the nature of scientific inquiry (modeling) and how one judges
ideas in genetics. As the class shares early ideas, the teacher leads discussion
about the criteria they are using to decide whether and how to modify these
initial explanations. Together, the class establishes that an explanation-which
at this point is renamed a "scientific model"-must be able to explain the
data at hand, accurately predict the results of future experiments, and be
consistent with prior knowledge (or be "realistic"). Through discussion and
a short reading about scientific inquiry and model assessment, the teacher
helps students to connect their own work on the black boxes with that of scientists
attempting to understand how the natural world works. This framework for thinking
about scientific inquiry and determining the validity of knowledge claims
is returned to repeatedly throughout the genetics unit.
| The cartoon activity introduces students to evolution-specific
norms of argumentation. |
Evolution Course: The Cartoon Activity. The first activity of the evolution
course is the cartoon activity (described in Section 3). It is used to exemplify
how to critically examine arguments and to think explicitly about one's own
ideas. It also serves to establish general norms of interaction that encourage
student discussion and debate. During student presentations of the cartoon
sequences, the teacher points out examples of fruitful questioning and encourages
the students to think about what it means to foster a community where communication
about important ideas is expected. These norms are then reinforced during
the remainder of the course.
In addition to introducing general norms for classrooms where scientific argumentation
is central, the cartoon activity serves to orient students to a framework
for critiquing arguments in evolution. At one level this framework is common
to all science disciplines. In this capacity the emphasis is on the importance
of being explicit about how prior knowledge and beliefs influence the inferences
drawn from particular data. At this general level the activity is connected
to the common MUSE framework of models and modeling as the teacher connects
the ideas they have discussed concerning inferences to those of models. The
teacher does this by explaining that a scientific model is an idea that accounts
for some set of phenomena and that models are based on several inferences.
Students then do a reading about models and as a class they discuss the ways
in which models can be assessed. Through examples in the reading and from
their own experience the group settles on criteria for judging models: Explanatory
power, and consistency with other knowledge. Note though that unlike the genetics
course, there is no mention of predictive adequacy here as a major assessment
criterion. This is because explanation is much more central than prediction
in the evolution course. This is one example of the assertion that we have
made before-disciplines do rely on differing methods for making and evaluating
claims. The demonstrative inference that is common in the genetics course
gives way to a greater reliance on non-demonstrative inference in the evolution
course. This occurs as students create functional Darwinian explanations.
Such explanations, with their characteristic narrative structure, are developed
to make sense out of disparate date (structural and behavioral characteristics
of organisms, patterns in their molecular biology, patterns of distribution
in both time and geography and so on) that is most characteristic of evolutionary
argumentation.
A second evolution-specific function served by the cartoon activity is to introduce
students to one of the more important undertakings of evolutionary biologists-the
reconstruction of past events (the development of a trait, i.e. the vertebrate
eye; or the speciation events that led to the "bush of life"). Such historical
reconstructions do not have close analogues in genetic inquiry.
Tasks
| Discourse is anchored in norms of argumentation that
reflect scientific practice to the highest degree possible. |
In addition to establishing expectations for class participation and a basic
framework for knowledge assessment, these biology curricula promote metacognitive
reflection on the part of students by incorporating tasks that require discourse
(formal and informal) at all stages of student work. While working in groups
and presenting results to the class as a whole, students are required to share
their ideas even when those ideas might not be fully formed. Moreover, recall
that the context for idea sharing is one in which discipline-specific criteria
for assessment of ideas has been established. Thus, discourse is anchored
in norms of argumentation that reflect scientific practice to the highest
degree possible. An example from the evolution course will serve to illustrate
the design of tasks in a model-based inquiry curricula..
| The evolution class is designed to encourage collaboration
and sharing among groups. |
Developing Darwinian Histories. One of the major tasks students engage
in during the evolution course is the production of Darwinian explanations
for realistic situations. To this end, the second half of the course is dedicated
to three different case studies. In the first of these students develop a
Darwinian explanation for differences in seed coat characteristics among populations
of a hypothetical plant species. The second involves explaining the bright,
and similar, coloration of Monarch and Viceroy butterflies, and the final
case requires that students develop an explanation for how the sexual dimorphism
exhibited by ring-necked pheasants might have arisen. As is typical in the
classrooms described here, students share their explanations at the culmination
of their work. Yet, of equal importance is the sharing they do as they develop
their explanations.
| The students normally propose more than a single explanation
for a phenomena, thus recognizing that it is important to consider
'multiple interpretations. |
During each case study the work time is structured so that a group will consult
with at least one other group as they develop their explanations. This task
organization reinforces the nature of argumentation in evolutionary biology
as it includes the expectation that students will attend to the central feature
of any Darwinian explanation-that there be an historical component to it.
But, it is not enough to just have a history. In tracing the possible historical
development of a trait students must weave a complex story that draws on available
data as well as their understanding of an array of biological models (e.g.
genetic ones) to discuss the role of heritable variation, super fecundity,
competition, and agents of selection. Within their research groups, meetings
between research groups, and whole-class discussions students question one
another using a variety of sophisticated stances. These include assuring that
there is consistency between data, the natural selection model, and claims;
that the history of the shift in a trait is feasible (i.e., consistent with
genetics); and that the proposed selection agent could have brought about
the change in the trait between times 1 and 2. The students question one another
to insure that their explanation is both internally and externally consistent.
In doing so they normally propose more than a single explanation, thus recognizing
that, in evolution at least, it is important to consider "multiple interpretations."
As they examine the competing Darwinian explanations for the same phenomena
they invoke evolution-specific argument-analysis norms-that the explanation
of the history of a trait has to be consistent with the natural selection
model.
Public Sharing of Ideas. The culminating activities for each of the
three cases require public sharing of ideas in a forum where the expectation
is that the presenting groups and audience members thoughtfully consider the
ideas before them. Each case has a different type of final presentation. The
first case ends with a poster session, the second with a round table discussion,
and the last with an oral presentation.
| Students construct a Darwinian explanation for sexual
dimorphism in ring-necked pheasants and, in addition, they also develop
a research proposal to shed light on their explanation. |
One particularly powerful experience students have during the evolution course
occurs during the final case. For the first two case studies, students use
their understanding of the Darwinian model to account for the changes that
may have occurred in particular populations and to explicitly tie data from
the case materials to their claims. For the final case study they must construct
a Darwinian explanation for the sexual dimorphism observed between male and
female ring-necked pheasants and, in addition, they must also produce a research
proposal to shed light on their explanation. Typically, students choose to
focus their research proposal on a single aspect of their explanation. This
activity requires that they think carefully about the components of their
explanations and the confidence they place in each of those components. So
in this instance they are not evaluating the entire explanation as a single
entity, but rather are considering each part in relation to the others. Once
they have decided on a research proposal they must then determine how their
proposed research would strengthen their argument. Being able to examine an
argument in part and as a whole is an important skill that this task helps
develop. This case also stimulates interesting conversations among groups.
Here the basic explanations may differ and therefore to understand the research
proposals it is necessary for students to attend to the details of other groups'
explanations. The non-presenting groups act as a proposal review panel and
interact with the presenting groups in an attempt to understand the proposal.
Once all groups have presented the students discuss the merits and shortcomings
of each proposal and then individually decide which proposal to fund.
Tools
| In order for students to communicate with one another,
they need to establish some meaningful language and vocabulary, useful
notational systems to convey scientific concepts, and agreed-upon
conventions to represent ideas. |
Finally, in order for students to communicate with one another, they need to
establish some meaningful language and vocabulary, useful notational systems
to convey scientific concepts, and agreed-upon conventions to represent ideas.
The importance of attending to language, notation, and representations stems
from the realization that every scientific community, in order to function,
has created or co-opted exemplars of these three tool categories. Without
them the ability to frame inquiries, analyze data, or make and critique claims
would be compromised or rendered impossible. We will illustrate the function
of tools within a modeling classroom with an example taken from the genetics
instruction.
There is a literature that makes the case for the use of tools (language, notation,
representation) to scaffold students' understanding and abilities to engage
in discipline-specific argumentation. In fact, Lehrer, Schauble, Carpenter,
and Penner (2000) who study the role of tools in facilitating science and
mathematics learning in young students, have gone so far as to claim that,
"
We tracked the evolution and interdependence of forms of inscription [these
encompass notational systems and a variety of representations] and found
that classroom episodes are characterized by a "cascade" of inscription
in which the natural world is understood through a history of more powerful
inscriptions. As children's inscriptions evolved, so too did their understanding
of the world, and transformations in understanding were accompanied by
corresponding transformations in their systems of inscription (pg. 2).
| For understanding to develop it is important to attend
to the development of instructional tasks and activities that introduce
students to powerful domain-specific tools that promote thinking,
reasoning, and argumentation. |
Palincsar and Magnusson (199x; see also this volume pg. x)have created a scientists
notebook as a part of their innovative science instruction for elementary
school children. The notebook incorporates each of the three tools that we
will describe below as a way to initiate young students into the "game of
science." Similarly, Kindfield (1991; 1994) found that individuals who were
more advanced in their understanding of genetics
"… systematically used their fine-tuned diagrams [a representation]
as 'tools' to think with while reasoning." She goes on to say that "…
more advanced pictorial skills [representations] and conceptual knowledge
coevolve or mutually influence one another in the development of understanding
of a subcellular biological process" (pg. 1).
Collectively these authors make the case that for understanding to develop
it is important to attend to the development of instructional tasks and activities
that introduce students to powerful domain-specific tools that promote thinking,
reasoning, and argumentation. We have, in our approach to developing courses
and units with a model-based inquiry approach, adopted a similar stance as
a way to insure that science classrooms are places of reflective engagement
for students.
Our intention for students is that they become members of a classroom community
of inquirers and that they begin to understand something about what it means
to do science. To accomplish this it has proven necessary to pay careful attention
to the development of classroom-appropriate tools.
Language. Rather than provide an enormous glossary of terms as most
text books do, we attempt to limit the number of technical terms to only those
necessary for students to share their ideas. For example, while most text
books include the terms "heterozygote" and "homozygote" in materials about
inheritance, we introduce only the term "allele" and students themselves invent
ways to talk about "people with two different alleles" and "people with two
of the same kind of allele." This may seem less efficient than making use
of common scientific jargon, but we have found that, rather than being helped
by a lot of precise vocabulary, students are frequently confused by it. Similarly,
we establish some basic vocabulary for talking about model assessment: "explain,"
"predict," and "realistic" are terms that students use to describe their assessment
process during the Black Box activity and ones that are repeatedly used throughout
the unit.
Notation. Perhaps more important than vocabulary in the genetics unit
is the notational system that students use to describe alleles, their movement
through meiosis, and the phenotypes that result from particular combinations
of alleles. In the genetics community, the convention for representing alleles
and genotypes varies depending upon the organism that one studies. To avoid
potential confusion and to emphasize the universality of inheritance mechanisms
throughout the biological world, we have established a "generic" notational
system to represent genotypes. In our system, alleles are represented by numbers,
with lower numbers usually assigned to alleles that are dominant. For example,
in the simple dominance model, (see Figure 6), the two different alleles in
the population are represented as 1 and 2, with allele 1 being dominant to
allele 2. Making use of this notational system enables students to readily
recognize inheritance patterns regardless of the particular trait involved:
that is, students understand that a person possessing sickle cell trait has
the genotype (1,2), as does a female who carries the colorblindness gene.
More traditional ways of noting these genotypes would be (Ha, Hs)
and (Cwt, C*), respectively. Clearly, it is easier to
note the conceptual similarities (i.e. that each of these individuals possesses
genetic information for two different alleles for the traits in question)
when a universal notational system is employed. Moreover, the fact that both
of these individuals have (1,2) genotypes at these loci begs the question
of why a (1,2) genotype at the hemoglobin locus results in an observable phenotype
at the cytological level but a (1,2) genotype at the colorblindness locus
does not. Such comparisons pave the way for discussions about gene products
(proteins) and their various functions in cells and organisms, as well as
a revisitation of the concepts of "dominance" and "recessiveness."
| Students need concrete representational tools in order
to be able to discuss abstract entities. |
Representation. Representational tools have proven quite valuable in
the genetics unit, as students are reasoning and communicating about abstract
entities. Consequently, we employ a number of such tools throughout the unit.
While students are studying meiosis, gamete formation, and genotype to phenotype
mappings early in the unit, they manipulate laminated, color-coded, paper
pea plant "chromosomes" and simulate the processes of meiosis (of four chromosome
pairs) and fertilization. Furthermore, they use pipe cleaners and laminated
paper leaves, pods, and flowers to construct the plants the result from these
processes. This activity provides students with concrete representational
tools to discuss abstract entities (like alleles) and helps them to connect
the processes of meiosis and fertilization with resulting phenotypes in whole
organisms.
Another representational tool we utilize throughout the genetics unit is the
GCK software. This program enables students to simulate the process of reproduction
and observe the resultant "organisms" at the phenotypic level. Thus, unlike
work with actual organisms, the students can perform matings and observe results
almost instantly, allowing them to test whether proposed inheritance models
can be used to accurately predict.
SUMMARY
| For students to develop understanding in any scientific
discipline requires that teachers and curriculum developers attend
to a set of complex interrelated components. |
| Scientific literacy involves understanding central
ideas in disciplines and how those ideas, and the claims that support
them, have been generated and justified. |
For students to develop understanding in any scientific discipline teachers
and curriculum developers must attend to a set of complex and interrelated
components. These include the nature of practice in particular scientific
disciplines, student prior knowledge, and the establishment of a collaborative
environment for inquiry. These design components allow educators to create
curricula and instructional materials that help students to learn about science
as and by inquiry.
The students in the biology classrooms we've described have developed sophisticated
understanding of some of the most central explanatory frameworks in genetics
and in evolutionary biology. In addition, they have, unlike many high school
students, shown great maturity in their abilities to reason about realistic
biological data and phenomena with these central models. Moreover, they have
accomplished this in classrooms that are structured along the lines of scientific
communities. For this to happen there has been a concerted collaboration between
high school teachers and their students, university science educators, and
university biologists. That MUSE combined these collaborative elements with
a research program on student learning and reasoning has been essential. With
the knowledge gained from this collaboration we feel that it is possible to
help others to realize the expectations for improving science education that
are laid out in reform documents such as the National Science Education Standards.
In particular these documents have called for curricular reforms that allow
students to be "engaged in inquiry" that involves "combin[ing] processes and
scientific knowledge as they use scientific reasoning and critical thinking
to develop their understanding of science." (p. 105). Recommendations for
improved teaching of science are solidly rooted in a commitment to teaching
both through and about inquiry. Furthermore, the Standards
don't simply suggest that science teachers incorporate inquiry in classrooms;
rather, they demand that teachers embrace inquiry from a pedagogical standpoint:
"Teachers of science-
- plan an inquiry based science program for their students.
- focus and support inquiries while interacting with students.
- create a setting for student work that is flexible and supportive of science
inquiry.
- model and emphasize the skills, attitudes, and values of scientific inquiry."
( NRC, pp. 27-52)
It is just these opportunities that have been described in this chapter.
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1 Discrete traits are those for which two or more distinct
categories of phenotypes (or variants) are identified. For example, Mendel
studied the trait of height in pea plants. He noted that the pea plants were
either short (18 in.) or tall (84 in.). In contrast, height is not a discrete
trait in humans: human height is best characterized as continuously variable,
or nondiscrete, because humans are not simply either 18 inches or 84 inches
tall. Thus, the phenotype categories for height in humans are not clear-cut.
2 Achondroplasia is inherited in a codominant fashion.
Individuals with two disease alleles (2,2) are severely dwarfed and seldom
survive. Individuals who are heterozygous (1,2) are achondroplastic dwarfs,
having disproportionately short arm and leg bones relative to their torsos.
Thus while these two phenotypes differ from normal stature, they are distinct
from one another.
3 In the past, our students have developed the following
explanations for protein action in traits inherited in a codominant
fashion:
- One allele (designated '1') codes for an active protein. The other allele
codes for an inactive protein. Thus, individuals with genotype (1,1) have
the greatest amount (or dose) of active protein and the associated phenotype
at the organismal level. Individuals who are (2,2) have little or no measurable
protein activity and this is reflected in the phenotype. The heterozygous
individuals (1,2) have an intermediate level of protein activity and a
phenotype that is also intermediate.
For example: In the case of achondroplasia, (1,1) individuals might
have two alleles for a growth receptor and a phenotype of normal stature;
(2,2) individuals have little or no functional receptors and suffer from
severe growth retardation; and the heterozygotes (1,2) will have half
as much growth receptor activity as the (1,1) individuals and consequently
are short statured achondroplastic dwarves without the additional health
problems of the (2,2) individuals. This example of codominance is admittedly
simplified, as students do not study the systemic effects of achondroplasia.
However, this model is applied widely in genetics and sometimes referred
to as the "dosage" model.
- Both alleles code for active proteins, giving rise to observable phenotypes
at the macroscopic level. Heterozygotes display the phenotypes associated
with both alleles.
For example: in human blood types, individuals carrying alleles
for Protein A and Protein B have both of these proteins on their blood
cells. The phenotype is not blended or dosage dependent as in the achondroplasia
example above. Instead, both proteins are detected intact in the heterozygous
individual.